1. Separate account1. Separate accounthttp://chad.ca/en/members/professional-practice/toolbox/separate-account/28/1-separate-account

​The brokerage firm is required to maintain a separate account and to make sure that employees and representatives deposit all the sums received from the customer or on the customer’s behalf in this separate account.

Various tools are available in French. They present the rules that govern this account as well as the transactions that are allowed. Also included is the bank reconciliation statement that must be filled out to ensure that the separate account is not overdrawn.

9/9/2014 4:50:25 PM